Fcpa

  • Compliance Training – Part II: Risk Ranking and Design

    … Yesterday I began what I thought would be a two-part series on compliance training.However, or perhaps more accurately, as usual, I got carried away so I am now off on a multi-part series on how to design, implement and assess an effective compliance and ethics training program. This series was inspired by an article in Slate, entitled “Ethics…

    Wolf M. Nietzer/ USA Recht- 40 Leser -
  • COMPLIANCE TRAINING, PART I

    … courses”. Certainly recognizing that inane training is simply that – inane training, Anderson missed the larger picture of what constitutes a best practices compliance program. Training is one part of a larger component of how companies manage their compliance with laws, regulations and, most importantly, the ultimate barometer of their value…

    Wolf M. Nietzer/ USA Recht- 39 Leser -


  • Neues vom Department of Justice

    … 47 Fragen unter den 11 Überschriften eine gute Synthese der US Sentencing Guidelines, der FCPA Guidance, der OECD Guidance und dem OECD Handbuch. Möglicherweise ist das 8-seitige Papier damit für den einen oder anderen Compliance Officer ein gutes Mittel, um schnell und klar gegenüber seiner Führung zu kommunizieren, worauf es in den USA und sicher nicht nur dort ankommt, wenn es zum Schwur kommt. Der Beitrag Neues vom Department of Justice erschien zuerst auf Compliance Newsblog. …

    Andreas Wirth/ Compliance Newsblogin Strafrecht- 35 Leser -
  • COMPLIANCE TRAINING, PART I

    … courses”. Certainly recognizing that inane training is simply that – inane training, Anderson missed the larger picture of what constitutes a best practices compliance program. Training is one part of a larger component of how companies manage their compliance with laws, regulations and, most importantly, the ultimate barometer of their value…

    Wolf M. Nietzer/ USA Recht- 57 Leser -
  • Compliance Training – Part II: Risk Ranking and Design

    … appropriate, agents and business partners.” Viewed from the perspective of what a company needs to do to work towards ensuring compliance and ethical behavior, training can be seen as a communications tool. But it should only be seen as one tool. Anderson stated that for compliance training to be effective its needs to risk-based in its focus…

    Wolf M. Nietzer/ USA Recht- 72 Leser -
  • DoJ Pilotprogramm zur Selbstanzeige

    … Im November war die Ankündigung erfolgt, dass jegliche Strafmilderung unter dem FCPA künftig eine umfassende Selbstanzeige erfordert. Nun hat das DoJ ein entsprechendes Papier dazu veröffentlicht. Richtlinie zur Selbstanzeige Die Richtlinie gliedert sich in 3 Teile: Vorausetzungen der Freiwilligkeit der Selbstanzeige vollständige…

    Andreas Wirth/ Compliance Newsblogin Strafrecht- 37 Leser -
  • Alstom übernimmt die Führung in FCPA Rangliste

    … Nun ist es amtlich, es gibt eine neue Rekordzahlung wegen Verstosses gegen den FCPA in USA. Am Freitag, den 13. Novenber 2015, wurde die französische Alstom, S.A. knapp ein Jahr nach dem Geständnis am District Court of Conneticut zu einer Strafzahlung von USD 772.290.000,- verurteilt. Zur Erinnerung, die Siemens AG hatte sich seinerzeit mit…

    Andreas Wirth/ Compliance Newsblogin Strafrecht- 33 Leser -
  • Senn on 10 Best Practices in a Cross-Border Investigation – Part II

    … Today we celebrate Texas Letters. I know that might sound counter-intuitive for a state that is bunkering down for the anticipated Jade Helm invasion but there is a literary tradition that is certainly well known. On this day 79 years ago in 1936 Larry McMurtry was born in Wichita Falls, Texas. He has many accomplishments over the years, starting…

    USA Recht- 54 Leser -
  • Senn on 10 Best Practices in a Cross-Border Investigation – Part I

    … of taking pictures or physically removing documents from a location, which could be issues that you might face. You certainly need advice and counsel on what is legal and what might not be going forward. Ruth and Senn; Senn and Ruth? Even if you do not immediately associate them, Mara Senn has once again provided the compliance practitioner with concrete…

    USA Recht- 61 Leser -
  • Senn Interview, Part I – Investigations Under the FCPA

    … One of the things that I am questioned on is when to bring in outside counsel for a Foreign Corrupt Practices Act (FCPA) investigation or simply to take a look at an issue that may have raised a Red Flag but is not yet a FCPA violation. Clearly a reason is retain the attorney client privilege and I think most Chief Compliance Officers (CCOs…

    USA Recht- 62 Leser -


  • Managing Your Third Parties in a FCPA Compliance Program

    … The building blocks of any Foreign Corrupt Practices Act (FCPA) anti-corruption compliance program lay the foundations for a best practices compliance program.For instance in the lifecycle management of third parties, most compliance practitioners understand the need for a business justification, questionnaire, due diligence, evaluation…

    USA Recht- 34 Leser -
  • Doing Less with Less and the Unification of Germany

    … rate program for compliance practitioners of many stripes. As an added benefit, SCCE Chief Executive Officer (CEO) Roy Snell has brought some cold weather down to Houston for the event for our late February enjoyment. While it was 80 on Saturday, today is was a balmy 36 courtesy of our Minnesotan guests. As you might guess the current economic…

    USA Recht- 40 Leser -
  • One for all oder doch every man for himself

    … nun für den Anwendungsbereich des FCPA einmal geäußert. In der Entscheidung Bruker Corporation vom Montag hat die SEC festgestellt, dass schon deshalb kein adäquates CMS beim Unternehmen bestand, da Bruker seine Schulungsunterlagen und Regularien nicht in die jeweilige Landessprache, hier konkret Mandarin, übersetzt habe. Gleiches gelte für den…

    Andreas Wirth/ Compliance Newsblogin Strafrecht- 29 Leser -
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