Hochinteressant für all diejenigen, die mit Compliance und US Parallelen befasst sind, der erste Bericht der SEC betreffend Feedback unter den US-Whistlebower Vorschriften. Hier der Bericht:whistleblower-annual-report-2011.
Auszug aus dem FCPA Compliance and Ethics Blog: The report, issued last week, offers mixed results for the program and foreshadows the future utilization and effectiveness of the program. The most significant facts in the report are that no money has yet been paid to whistleblowers under the Dodd-Frank Act and in seven weeks, the SEC fielded 334 submissions from whistleblowers. A copy of the complete report is available here:whistleblower-annual-report-2011
In February 2011, the SEC created the Office of the Whistleblower. The creation of the Office was precipitated by the Dodd-Frank Act, specifically Section 924(d) of the Act ...Zum vollständigen Artikel